Understanding Construction Regulation 5: Duties of the Client  

This blog marks the beginning of a comprehensive series covering the South African Construction Regulations under the Occupational Health and Safety Act No. 85 of 1993. In this series, we’ll delve into each section, starting with the critical duties of clients.

Construction Regulation 5 Duties of the client b

Understanding Construction Regulation 5: Duties of the Client

As the backbone of any construction project, the client plays a pivotal role in ensuring that a project is not only executed smoothly but also adheres to strict health and safety guidelines. In South Africa, Construction Regulation 5 of the Occupational Health and Safety Act No. 85 of 1993 outlines the duties of the client in detail. These duties ensure that all construction activities are carried out in a safe environment, reducing the risk of accidents and promoting compliance with legal standards.

What Does Construction Regulation 5 Mean for the Client?

Under Construction Regulation 5, the client holds significant responsibility for ensuring that health and safety standards are upheld at every stage of the construction project. These duties cover everything from the initial planning stages to the ongoing oversight of contractors. Let’s break down the specific duties:

1. Baseline Risk Assessment

Regulation 5(1)(a) mandates that the client must prepare a baseline risk assessment before the construction work begins. This assessment identifies potential risks and hazards related to the project and is the foundation for planning safety measures.

2. Health and Safety Specification

According to Regulation 5(1)(b), the client must prepare a site-specific health and safety specification. This document should be based on the baseline risk assessment and must be coherent and detailed. It serves as a guideline for the contractors to follow.

3. Providing the Health and Safety Specification to the Designer

As per Regulation 5(1)(c), the client is responsible for providing the designer with the health and safety specification. This ensures that the designer considers safety aspects during the planning stage.

4. Ensuring the Designer Considers Safety

The client must ensure that the designer follows the health and safety specification during the design stage (Regulation 5(1)(d)) and fulfils all responsibilities under Regulation 6.

5. Including Health and Safety in Tender Documents

The client is required to include the health and safety specification in tender documents, as specified in Regulation 5(1)(f). This ensures that contractors are aware of the safety requirements from the outset.

6. Adequate Provision for Health and Safety Costs

Under Regulation 5(1)(g), potential principal contractors submitting tenders must show that they have made sufficient provision for the costs associated with health and safety measures.

7. Appointing Competent Contractors

The client must ensure that the principal contractor appointed has the necessary competencies and resources to complete the work safely (Regulation 5(1)(h)).

8. Cooperation Between Contractors

Ensuring cooperation between all contractors is critical. Regulation 5(1)(i) requires the client to take reasonable steps to ensure this, fostering a collaborative and safe work environment.

9. Contractor Registration

Before any work starts, the client must verify that the principal contractor is registered and in good standing with the Compensation for Occupational Injuries and Diseases Act (Regulation 5(1)(j)).

10. Appointment of the Principal Contractor

The client is responsible for appointing the principal contractor in writing (Regulation 5(1)(k)), making their role official and establishing accountability.

11. Health and Safety Plan Approval

Regulation 5(1)(l) states that the client must discuss and approve the principal contractor’s health and safety plan before any work begins. This is a critical step to ensure that all safety measures are in place.

12. Making the Health and Safety Plan Available

The principal contractor's health and safety plan must be available for inspection upon request by employees, inspectors, or other contractors (Regulation 5(1)(m)).

13. Monitoring Contractor Compliance

As per Regulation 5(1)(n), the client must ensure that the health and safety plan is implemented and maintained by all contractors throughout the project.

14. Health and Safety Audits

Regular health and safety audits must be conducted at least every 30 days, as required by Regulation 5(1)(o). These audits help verify that all safety protocols are being followed, and the report must be provided to the principal contractor within seven days (Regulation 5(1)(p)).

15. Stopping Unsafe Work

If any contractor performs construction work that threatens health and safety, the client is empowered by Regulation 5(1)(q) to stop the activity until it complies with the health and safety specifications.

16. Adapting to Design Changes

When changes in the design or construction work occur, the client must provide sufficient health and safety information and resources to accommodate these changes safely (Regulation 5(1)(r)).

17. Health and Safety File

The client must ensure that the health and safety file, which documents safety procedures, incidents, and audits, is kept and maintained by the principal contractor (Regulation 5(1)(s)).

Additional Duties of the Client

Beyond the general duties outlined in Regulation 5(1), the client also has specific responsibilities in cases of design changes, errors, or accidents:

  • Additional Work and Resources: If there is a need for additional work due to design changes or client-related errors, the client must ensure that sufficient safety information and resources are made available (Regulation 5(2)).
  • Fatalities or Disabling Injuries: If a fatality or permanent disabling injury occurs on-site, the client is required to ensure that the contractor provides a report to the provincial director and includes corrective measures (Regulation 5(3)).
  • Multiple Principal Contractors: When more than one principal contractor is appointed, the client must take reasonable steps to ensure cooperation between all contractors to maintain compliance (Regulation 5(4)).

Appointment of Health and Safety Agents

When it comes to appointing agents, Construction Regulations 5(5) and 5(6) provide a clear framework for the client:

Regulation 5(5): For projects that require a construction work permit, the client MUST APPOINT a competent person in writing as a Health and Safety Agent. This agent acts as the client’s representative and takes on the duties imposed by the regulations, ensuring that the project complies with health and safety standards. This appointment does not absolve the client of their responsibilities or liabilities, but it ensures that a professional is overseeing the safety aspects of the construction project.

REGULATION 5(6): In projects where notification of construction work is required, the client MAY APPOINT a Health and Safety Agent. Although this appointment is optional for notification projects, it is often advisable, particularly for more complex tasks. If there is uncertainty regarding the necessity of an agent, an inspector’s decision will be final.

In both cases, the client can appoint Zenith Safety Consultants as their health and safety agent to conduct the work on behalf of the client or appoint a competent agent registered with the SACPCMP. By delegating these duties to qualified professionals, clients can ensure that all health and safety regulations are followed without undermining their legal obligations.

The duties of the client, as outlined in Construction Regulation 5, emphasize the importance of health and safety throughout the construction process. By preparing risk assessments, ensuring compliance, and maintaining constant oversight, the client plays a key role in safeguarding the well-being of all workers on a construction site. Involving a registered Health and Safety Agent allows for additional oversight and ensures that all safety protocols are upheld.

This blog series will continue with a closer look at the duties of the designer and the principal contractor, as outlined in Sections 6 and 7 of the Construction Regulations.

For more information on how Zenith Safety Consultants can help your business, please contact us at This email address is being protected from spambots. You need JavaScript enabled to view it. or call 021 010 0209.